Judd Advisory provides on-going compliance support solutions to investment & asset managers and advisers registered with the FCA, SEC and CFTC/NFA, including but not limited to advisory support, regulatory change management, compliance reviews and audits, FCA licence applications, SEC registration and ERA exemptions, CFTC registration and NFA membership and policy and procedure updates.

Our Compliance:Delivered offering provides outsourced UK Compliance Officer services including provision of FCA approved Compliance Oversight Officers.

Our consultants have all held consulting and in-house compliance positions in the investment and asset management sector, bringing many years of practical experience and expertise to all of our client engagements.

Contact us to find out more at judd@juddadvisory.com

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