We understand that navigating both FCA and SEC compliance landscapes can be a complex challenge
That’s why we’ve partnered with HighCamp Compliance, a leading US firm specializing in SEC compliance. Together, we have built a powerful solution while preserving the boutique relationship to solve your FCA and SEC compliance needs.
About HighCamp Compliance
HighCamp Compliance is a boutique compliance consulting and outsourcing firm helmed by former SEC examiners, CCOs and proven compliance professionals. HighCamp Compliance answers the multi-jurisdictional needs of our clients and provides the convenience of working with a single team of experts in specific regulatory jurisdictions.
Services Tailored to Your Needs
We offer a comprehensive range of SEC compliance services, meticulously designed to meet the needs of your business – naturally all of these services can be combined with Judd Advisory’s FCA services, forming a seamless compliance consulting relationship:
- SEC Registration support and Form ADV filings
- Unlimited Telephone and Email Consulting
- SEC Compliance Framework
- Quarterly Meetings, with Annual Compliance Program Reviews
- Annual Employee Compliance Training
- Assistance with Form PF filings
- Marketing Material Reviews
- SEC Examination Support
Frequently Asked Questions
There are fundamental synergies between multi-jurisdictional compliance programs,and by leveraging our collaborative solutions we can build and support more effective global compliance programs. We work collaboratively to ensure the needs of both regulatory regimes are addressed. Clients have direct access and receive direct support from the necessary team when warranted. Each client with an integrated compliance program has a relationship manager who co-ordinates our combined resources to provide best advice
Clients get unlimited access and interactions with both SEC and FCA consultants on matters that necessitate technical knowledge – each client’s relationship manager ensures that the right expertise is allocated as required.
HighCamp and Judd Advisory leadership have a lengthy tenure working together. We are both passionate about improving the client experience, and that includes building a coordinated global servicing offering. Both HighCamp and Judd Advisory are employee owned and provide only regulatory compliance services. This enables us to focus on the best outcome for our clients – based on technical expertise and providing a seamless experience for our joint clients. Part of your relationship manager’s role is to ensure we are easy to do business with – be that efficient access to the best technical advice, scheduling a meeting with the right people or making sure your agreement and invoicing are correct.
Yes. Engaging HighCamp and Judd Advisory through our strategic partnership typically includes a cost saving because we are able to leverage each other and reduce duplication that arises from separate engagements.
It also includes material time savings for our clients, for example, when undertaking a joint compliance review, we need only send one document request list or when seeking compliance advice, we can provide a response that covers both UK and US expectations in a single e-mail or phone call.
Yes, you can engage with HighCamp and Judd Advisory separately.