Judd Advisory is a regulatory compliance consultancy, servicing the investment and asset management sectors
As a client service business we are committed to being available and responsive to our clients. We are focussed on delivery – we have been in-house and have sat in our clients’ chairs and appreciate that the to-do list is long enough already. We believe in helping our clients get things done, not adding to the list.
On Our Radar
FCA transaction reporting proposals to save firms £100 million a year
There are a few areas of regulatory compliance that, over the past 6 years, have created more frustration, angst and wasted hours than transaction reporting.
Good news comes in threes…
Dear Clients and Friends, In recent months, the FCA has continued to remind firms to get their house in order on client categorisation. Since the
IFPR Newsletter Highlights
Dear Clients and Friends, As we come into the third year of IFPR, the regulator has launched the IFPR newsletter. Perhaps not the most exciting
Market Watch 83: Sounding Off on Governance
Dear Clients and Friends, Market Watch 83: Sounding Off on Governance The regulator does not often direct their communications specifically to Corporate Finance firms, so
FCA & SEC Compliance Highlights – Summer 2025
Dear Clients and Friends, Following a summer of page turning FCA proposals, welcome to the final stretch of 2025. The FCA has not slowed its
Off Channel Communications
Dear Clients and Friends, Managing electronic communication channels has been one of the most debated compliance topics over the past few years; the tension between
