Judd Advisory is a regulatory compliance consultancy, servicing the investment and asset management sectors
As a client service business we are committed to being available and responsive to our clients. We are focussed on delivery – we have been in-house and have sat in our clients’ chairs and appreciate that the to-do list is long enough already. We believe in helping our clients get things done, not adding to the list.
On Our Radar
FCA’s Asset Management & Alternatives Strategy
Dear Clients and Friends, Private Equity and Hedge Funds Under the FCA’s 2025 Strategy: Key Regulatory Changes and Expectations Whilst a nod to the FCA’s
New Year Letter – 2025
Dear Clients and Friends, As 2025 is now in full swing, it is time for our annual New Year letter. In our compliance review work
The FCA and non-financial misconduct question – Do as we say, not as we do?
The last few months of 2024 saw some notable actions taken by the FCA against individuals for non-financial misconduct. But this was against a backdrop
Back to the Future – Part IV – Joint Payments for Research Update
Dear Clients and Friends, You will recall that our Alert from the summer outlined the changes proposed – and subsequently passed – by the FCA in relation
Compliance: Delivered – Interim Compliance Officer and resource management solutions
Finding, hiring and on-boarding compliance staff with the right expertise and level of experience is difficult. We know – we’ve hired many compliance professionals ourselves
FCA’s Data Led Enforcement – Enforcing Minimum Standards
Data Led Enforcement – Enforcing Minimum Standards When thinking of enforcement action by financial regulators it is the images of insider dealers being led away
