The Private is the Professional – Fit, Proper and Individual Misconduct in the Regulated Sector.
In September, the Financial Conduct Authority (“FCA”) published its consultation paper, “Diversity and Inclusion in the financial sector – working together to drive change.” The main tenet of which is to establish a Diversity and Inclusion (“D&I”) framework for minimum D&I standards. Sticking to their commitment that regulation needs to be proportionate, the FCA’s proposed […]
