UK and US short selling regimes – a short note on the changes.
The FCA recently amended their short selling webpage with numerous updates related to the UK short selling regime. As you may recall – and as we referenced in a communication back in July – the Treasury had previously proposed significant changes to the UK short selling regime, and we now have more clarity – if […]
ICARAs – the FCA’s observations (and therefore expectations)
In late November the FCA published their IFPR implementation observations concluding report which details the regulator’s findings on how firms are implementing the ICARA under IFPR. This most recent report builds on the FCA’s multi-firm review, which was published in February, and outlines good and poor practices, which should assist firms in identifying where their […]
