On our Radar
Below you will find all the latest relevant industry news:
The News Desk
Below you will find all the latest relevant industry news:
Complying with the Anti-Greenwashing Rule
Complying with the Anti-Greenwashing Rule by May 2024 In late 2023 the FCA confirmed a substantial package of measures to improve the trust and transparency
FCA ESG Regime – a safer environment for investors?
In late November, the FCA confirmed a substantial package – within Policy Statement 23/16 – of measures to improve the trust and transparency of sustainable
UK and US short selling regimes – a short note on the changes.
The FCA recently amended their short selling webpage with numerous updates related to the UK short selling regime. As you may recall – and as
ICARAs – the FCA’s observations (and therefore expectations)
In late November the FCA published their IFPR implementation observations concluding report which details the regulator’s findings on how firms are implementing the ICARA under
The Private is the Professional – Fit, Proper and Individual Misconduct in the Regulated Sector.
In September, the Financial Conduct Authority (“FCA”) published its consultation paper, “Diversity and Inclusion in the financial sector – working together to drive change.” The
Avoid the Rolling Bad Apples : Recruiting to Protect Culture
In the last couple of months, we have observed that the FCA have re-focused their efforts in encouraging regulated firms to ensure the right culture in their
