Clients and Friends, Opting Up isn’t Optional In June, we reported on the FCA’s Review of Smaller Asset Management Firms and recommended a review of

Dear Clients and Friends, The FCA published its findings (with a generous use of acronyms) from its recent review of smaller asset management firms (under

Dear Clients and Friends, Over the past couple of months, the FCA has been busy setting the tone for the next few months. From the

Dear Clients and Friends, Private Equity and Hedge Funds Under the FCA’s 2025 Strategy: Key Regulatory Changes and Expectations Whilst a nod to the FCA’s

Dear Clients and Friends, As 2025 is now in full swing, it is time for our annual New Year letter. In our compliance review work

The last few months of 2024 saw some notable actions taken by the FCA against individuals for non-financial misconduct. But this was against a backdrop