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Below you will find all the latest relevant industry news:
The News Desk
Below you will find all the latest relevant industry news:
Criminal Background Checks for Controllers
July 2024 Dear Clients and Friends, Criminal Background Checks on Controllers A brief but potentially important update from the FCA…you may have missed it but
Year of the Election and Political Donations
June 2024 Dear Clients and Friends, Political Donations – What is the issue? We are all aware that 2024 is the year of the election
Market Surveillance – Lessons from Failures
May 2024, Dear clients and friends, A recent market watch newsletter (Market Watch 79) saw the FCA return to the topic of market abuse surveillance
Bundled Commissions, FCA Sustainabilty Disclosures and more
Dear clients and friends A mix of news for you in this alert, from bundled commissions to the FCA’s SDR and labelling regime to the
FCA Alternatives Supervisory Strategy
Dear clients and friends, On 1st March 2024 the FCA published their interim update on its asset management and alternatives supervisory strategy. In this alert
Complying with the Anti-Greenwashing Rule
Complying with the Anti-Greenwashing Rule by May 2024 In late 2023 the FCA confirmed a substantial package of measures to improve the trust and transparency
