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Below you will find all the latest relevant industry news:
The News Desk
Below you will find all the latest relevant industry news:
Market Surveillance – Lessons from Failures
May 2024, Dear clients and friends, A recent market watch newsletter (Market Watch 79) saw the FCA return to the topic of market abuse surveillance
Bundled Commissions, FCA Sustainabilty Disclosures and more
Dear clients and friends A mix of news for you in this alert, from bundled commissions to the FCA’s SDR and labelling regime to the
FCA Alternatives Supervisory Strategy
Dear clients and friends, On 1st March 2024 the FCA published their interim update on its asset management and alternatives supervisory strategy. In this alert
Complying with the Anti-Greenwashing Rule
Complying with the Anti-Greenwashing Rule by May 2024 In late 2023 the FCA confirmed a substantial package of measures to improve the trust and transparency
FCA ESG Regime – a safer environment for investors?
In late November, the FCA confirmed a substantial package – within Policy Statement 23/16 – of measures to improve the trust and transparency of sustainable
UK and US short selling regimes – a short note on the changes.
The FCA recently amended their short selling webpage with numerous updates related to the UK short selling regime. As you may recall – and as
